Knowledge Base

← Mitigate fraud risks, including cybercrime

mcq

According to AMF Guide DOC-2014-06, what constitutes the first level of control for mitigating fraud risk?

According to AMF Guide DOC-2014-06, what constitutes the first level of control for mitigating fraud risk?

The Compliance and Internal Control Officer (RCCI)

Internal or external audit

Operational staff and their direct management

Regulatory authorities such as the AMF