Knowledge Base

← Securities Issuance and Corporate Actions

Questions

Which European regulation is the founding text for the prospectus to be published for public offerings of securities or admission to trading on a regulated market?

Regulation (EU) 2019/980
Regulation (EU) 2017/1129
Transparency Directive 2004/109/EC
MAR Regulation (EU) 596/2014

What is the page limit for the prospectus summary under article 7 of the Prospectus Regulation?

5 pages
7 pages
10 pages
15 pages

What is the maximum number of risk factor categories and subcategories allowed in a prospectus under the ESMA Guidelines?

5 categories
8 categories
10 categories
12 categories

What is the maximum duration for delaying the publication of inside information under the MAR Regulation?

24 hours
48 hours
7 days
No maximum duration is specified

The European passport allows a prospectus approved by the AMF to be used only in France.

True
False

Risk factors in a prospectus should be generic and not specific to the issuer or the securities.

True
False

Categorize items by dragging them to the appropriate zones

Items to categorize:

Publication of the annual financial report
Publication of inside information
Disclosure of directors' transactions
Publication of the half-yearly financial report
Categories:

Periodic disclosure obligations

Ongoing disclosure obligations

National exemption threshold for public offerings in France (since 2018)

Click to see answer