Knowledge Base

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Questions

Which directive imposes AIFM reporting for asset management companies?

Directive 2004/39/EC
Directive 2011/61/EU
Regulation 1073/2013
Regulation 648/2012

What is the reporting frequency for managers whose assets under management reach or exceed one billion euros?

Annual
Semi-annual
Quarterly
Monthly

What is the deadline for reporting a derivative contract under the EMIR regulation?

One business day
Two business days
Three business days
One week

The threshold crossing declaration must be addressed only to the AMF.

True
False

SFTR reporting applies only to repurchase agreements.

True
False

Categorize items by dragging them to the appropriate zones

Items to categorize:

Key Investor Information Document
Prospectus
Annual report
PRIIPs Key Information Document
Categories:

UCITS directive

PRIIPs regulation

AMF instructions

Financial reports

How many data fields must be completed for an EMIR declaration?

50 fields
100 fields
155 fields
200 fields