Knowledge Base
Questions
Which entities are authorized to carry out account keeping-custody activities under Article L.542-1 of the Code monétaire et financier?
Which article of the AMF General Regulation defines the principles governing the account between the account keeper-custodian and the client?
What is the minimum capital required for the authorization of an account keeper-custodian under Article R.542-1?
What guarantee is offered to investors in the event of fraudulent bankruptcy of an account keeper-custodian under Article L.322-1 of the Code monétaire et financier?
Securities financing transactions using client assets require a specific written authorization.
Categorize items by dragging them to the appropriate zones
Items to categorize:
Regulatory obligations of account keepers-custodians
Authorization procedures
Five fundamental obligations of an account keeper-custodian under Article 322-7
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Account keepers-custodians may use clients' financial instruments without their prior express consent.