Knowledge Base

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Questions

Which article of the Code monétaire et financier empowers the AMF to request all documents necessary to verify the compliance of registered offerings?

Article L.550-3
Article L.551-1, paragraph IV
Article L.621-9, paragraph 8
Article L.573-8

What is the maximum prison sentence for a natural person who fails to comply with regulatory requirements under Article L.573-8?

Two years
Three years
Five years
Ten years

What is the first step in the AMF's oversight of offerings in miscellaneous assets?

Ongoing supervision
Sanctioning power
Prior review
Publication of blacklists

Categorize items by dragging them to the appropriate zones

Items to categorize:

Warning
Fine of €100 million
Reprimand
Temporary ban from practicing
Categories:

Disciplinary sanctions

Financial penalties

Maximum penalty for misleading commercial practices (legal entities)

Click to see answer

How long does the AMF have to review draft information documents as part of the prior review process?

15 days
One month
Two months
Three months

Can the AMF limit or specify the conditions for disseminating promotional communications for authorized offerings?

True
False

Can the AMF block access to unauthorized websites offering investments in miscellaneous assets?

True
False