Knowledge Base

What is the sanction incurred for non-compliance with disclosure requirements under Article L.233-14 of the Code de commerce?

A fixed fine of 750 euros

Automatic forfeiture of voting rights for two years

Immediate suspension of purchase rights for one year

Temporary exclusion from general meetings

What is the fixed fee due to the AMF per declaration?

500 euros

750 euros

1,000 euros

1,500 euros

What is the deadline for declaring a threshold crossing under Article 223-14 of the AMF General Regulation?

Two trading days

Three trading days

Four trading days

Five trading days

What are the legal disclosure thresholds for holders of securities in a listed company under Article L.233-7 I of the Code de commerce?

2%, 5%, 10%, 15%, 20%, 25%, 30%, 35%, 40%, 45%, 50%, 55%

5%, 10%, 15%, 20%, 25%, 30%, 33.33%, 50%, 66.66%, 90%, 95%

3%, 6%, 9%, 12%, 15%, 18%, 21%, 24%, 27%, 30%, 33%

10%, 20%, 30%, 40%, 50%, 60%, 70%, 80%, 90%, 100%

The statement of intent is mandatory only when crossing the 10%, 15%, 20%, or 25% thresholds downward.

True

False

Categorize items by dragging them to the appropriate zones

Items to categorize:

Objectives for the next six months

Financing methods for the acquisition

Potential concert action

Intention to continue or cease purchases

Categories:

Required for a statement of intent

Not required for a statement of intent

Equity swaps are considered assimilated securities under Article L.233-9 of the Code de commerce.

True

False

Assimilated securities under Article L.233-9 of the Code de commerce

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