Knowledge Base

← French, European, and International Institutional and Regulatory Framework

Questions

Which professional association suggested clarifications on the functions covered by Article 312-3 of the General Regulation during the 2020 consultation on minimum knowledge verification?

AFG
FFA
AMAFI
FBF

Which document was updated thanks to AMAFI's proposals during the 2020 consultation on minimum knowledge verification?

The AMF General Regulation
Position DOC-2009-29
The Code monétaire et financier
The PRIIPs regulation

What type of regime did AMAFI advocate for Digital Asset Service Providers?

A strict and restrictive regime
A proportionate and attractive regime
A regime standardized with traditional investment services
A regime based solely on European rules

What is one of the priorities announced by the AMF for 2025 regarding professional associations?

The creation of new European directives
The supervision of financial investment advisors and their associations
The elimination of professional associations
The expansion of ACPR powers

The collective mobilization of professional associations in 2016 contributed to the postponement of the PRIIPs regulation's entry into force.

True
False

Role of the AMAFI-AFG Guide on ESG Indices

Click to see answer

Joint alerts against identity fraud involve only regulators and not professional associations.

True
False

Categorize items by dragging them to the appropriate zones

Items to categorize:

Industry expertise of professional associations
Effective proximity-based oversight
Development of codes of conduct
Risks of conflicts of interest
Heterogeneity of practices
Categories:

Strengths

Limitations