Knowledge Base

← Describe the financial product approval process
mcq

Which documents must be included in the authorization application for a UCITS under Instruction DOC-2011-19?

Which documents must be included in the authorization application for a UCITS under Instruction DOC-2011-19?

The annual financial statements and summary reports
The prospectus, KID, fund rules or SICAV articles of incorporation, the management company's business plan, and the depositary's commitment letter
External auditor reports and service contracts
Performance forecasts and market analyses