Knowledge Base

← Assess client knowledge and experience to comply with regulatory obligations

scq

What is the service provider's obligation for an order reception-transmission service if the product is not appropria...

What is the service provider's obligation for an order reception-transmission service if the product is not appropriate given the client's knowledge and experience?

Systematically refuse the order without warning

Issue a warning and transmit the order if the client confirms their willingness to proceed

Propose an alternative product without warning

Ignore the inadequacy and transmit the order unconditionally