Which article of the Code monétaire et financier requires Financial Investment Advisers to take out professional liability insurance?
Which article of the Code monétaire et financier prohibits CIFs from receiving client funds other than those intended to remunerate their activity?
What is the minimum professional liability insurance coverage for a legal entity employing two or more staff members according to Article D.541-9?
What is the minimum financial guarantee amount required for an IOBSP or IAS broker handling client funds?
The financial guarantee protects funds entrusted by clients, while professional liability insurance covers damages caused by professional activity.
Date of application of the DORA regulation
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Contractual clauses with ICT providers must be strengthened in accordance with DORA requirements.
Categorize items by dragging them to the appropriate zones
Items to categorize:
Risks covered by PII
Typical exclusions