Knowledge Base

← French, European, and International Institutional and Regulatory Framework

Questions

Which category of actors includes investment firms, portfolio management companies, and credit institutions authorised for investment services?

Payment institutions
ISPs
Investment firms
Credit institutions

Which authority grants authorisation to portfolio management companies (SGPs)?

The ECB
The ACPR
The AMF
REGAFI

Which article of the Code monétaire et financier defines credit institutions?

L.531-1
L.531-4
L.511-1
L.532-9

What is the minimum share capital required for a portfolio management company (SGP)?

$50,000
$125,000
$250,000
$500,000

Portfolio management companies must appoint a Compliance and Internal Control Officer (RCCI) holding an AMF professional card.

True
False

Official source for credit institutions and investment firms

Click to see answer

Categorize items by dragging them to the appropriate zones

Items to categorize:

Investment Firm (EI)
Payment Institution
Portfolio Management Company (SGP)
Commercial bank
Categories:

ISP

Other

Class 1 bis investment firms are subject to reduced requirements under the IFR/IFD regulation.

True
False