Knowledge Base

Which article requires the delivery of a suitability report prior to any advised transaction?

Which article of Delegated Regulation 2017/565 details the information to be collected for the suitability test?

Under MiFID 2, which article sets out the general principles for client information?

Click to see answer

The appropriateness test includes an analysis of the client's financial situation.

Since what date has Delegated Regulation 2021/1253 required the collection of client sustainability preferences?

Records relating to suitability assessments must be kept for a minimum of three years.

Categorize items by dragging them to the appropriate zones