Knowledge Base

← Ethics, Compliance, and Ethical Organization of Institutions

Questions

What is the primary role of the RCCI in terms of regulatory monitoring?

Ensure internal communication
Manage human resources
Organise the monitoring of institutional sources
Supervise banking operations

What is the maximum period for providing feedback to a whistleblower according to the law?

One month
Two months
Three months
Six months

What are the penalties for disclosing the identity of a whistleblower? (Select all relevant answers)

Two years' imprisonment
30,000 euros fine
One year's imprisonment
50,000 euros fine

What are the institutional sources that the RCCI must monitor for regulatory monitoring? (Select all relevant answers)

Official Journal
AMF website
ESMA
EUR-Lex portal

Categorize items by dragging them to the appropriate zones

Items to categorize:

Secure channels
Confidentiality of the whistleblower's identity
Designated referent
Prohibition of discrimination or retaliation
Categories:

Reporting channels

Legal obligations

Regulatory monitoring is limited to providing references to regulatory texts without analysing the practical implications.

True
False

Personal knowledge of the facts is always required for a report to be admissible.

True
False