Knowledge Base

← Market Abuse Regulation

Questions

Which article of the MAR Regulation defines inside information?

Article 6
Article 7
Article 8
Article 9

What is the maximum administrative sanction that the AMF Sanctions Committee can impose on a legal entity?

5% of annual turnover or €50 million
10% of annual turnover or €75 million
15% of annual turnover or €100 million
20% of annual turnover or €150 million

What are the constituent elements of insider trading? (Select all correct answers)

Legal element
Material element
Mental element
Financial element

The combination of administrative and criminal proceedings for the same facts and the same person is permitted in France.

True
False

Maximum prison sentence for insider trading in France

Click to see answer

Main criterion for assessing inside information under the MAR Regulation

Click to see answer

According to case law, bad faith in insider trading can be inferred from the profession or functions held by the perpetrator.

True
False

Categorize items by dragging them to the appropriate zones

Items to categorize:

5 years' imprisonment
Fine of €100 million
Ban from holding certain positions
Categories:

Criminal penalties

Administrative sanctions