Knowledge Base

Which tool is used to submit a STOR report by entities that do not have a ROSA account?

ROSA via rosa.amf-france.org

Sesterce with PDF form

AMF Direct

Market Watch Platform

What is the minimum archiving period for documents related to STOR reports?

3 years

5 years

7 years

10 years

What is the main legal basis for the obligation to report suspicious transactions in Europe?

Article 10 of the MAR Regulation

Article 16 of the MAR Regulation

Article 20 of the MAR Regulation

Article 25 of the MAR Regulation

The submission deadline for a STOR report can be postponed to include other suspicious transactions identified subsequently.

True

False

Retrospective reports are prohibited even if they are justified by subsequent events.

True

False

Categorize items by dragging them to the appropriate zones

Items to categorize:

Immunity from prosecution for breach of professional secrecy

'Without delay' transmission deadline

Prohibition on disclosing the existence of the report to the person concerned

Content strictly governed by Annex I of Delegated Regulation 2016/957

Categories:

Regulatory obligations

Declarant protection

Among the following entities, which one is NOT subject to the obligation to report suspicious transactions under RD STOR?

An individual carrying out transactions for their personal account

An investment firm operating a trading platform

A portfolio management company

A market operator

Address for submitting a STOR report via ROSA?

Click to see answer