Which regulatory documents govern the intermediary selection policy? Select all relevant answers.
Which intermediary selection criterion is primarily assessed by analyzing spreads between requested and actually obtained prices?
Which elements are included in the qualitative assessment of intermediaries? Select all relevant answers.
What annual obligation is required by RTS 28 regarding intermediaries?
The initial due diligence process includes only the verification of the intermediary's authorization and regulatory supervision.
The annual review only serves to confirm the retention of intermediaries on the list, without the option to remove them.
Quantitative indicators for periodic monitoring:
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Categorize items by dragging them to the appropriate zones
Items to categorize:
Quantitative criteria
Qualitative criteria