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Questions

Which European regulation aims to strengthen market integrity by prohibiting insider dealing?

EMIR Regulation (648/2012)
MAR Regulation (596/2014)
MiFID II Directive (2014/65/EU)
AIFMD Directive (2011/61/EU)

Which collegial body of the AMF is responsible for ruling on violations?

The Board
The Sanctions Committee
The Council of State
The Court of Cassation

Which authority is responsible for financial markets regulation in France?

The Banque de France
The ACPR
The AMF
The Court of Auditors

What is the primary mission of the ACPR?

Regulate financial markets
Protect savings invested in financial instruments
Ensure financial stability and protect clients in the banking and insurance sectors
Ensure investor information

The MiFID II Directive came into effect on 3 January 2017.

True
False

Structure of the Code monétaire et financier

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ESMA is based in Brussels.

True
False