Knowledge Base

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Questions

What is the minimum percentage of correct answers required to pass the AMF certified examination?

70%
80%
90%
60%

Under MiFID II, what is the level of requirements for persons providing investment advice compared to those limited to providing information on financial instruments?

The same level of requirements
A lower level of requirements for advisers
A higher level of requirements for advisers
No distinction is made

Passing the AMF certified examination grants permanent and transferable validation from one employer to another.

True
False

Maximum supervision period according to ESMA

Click to see answer

Internal verification can be used by all institutions without a formalized procedure.

True
False

How many themes must be assessed according to the minimum knowledge verification program defined by the AMF?

10 themes
12 themes
15 themes
8 themes

How many organizations are authorized to administer the AMF certified examination?

5 organizations
10 organizations
15 organizations
20 organizations

Categorize items by dragging them to the appropriate zones

Items to categorize:

Distribution of powers among supervisory authorities
Rules of good conduct
Categories:

Institutional framework

Ethics