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Questions

Which of the following criteria is NOT explicitly mentioned as a factor of best execution under MiFID II regulation?

The price of the financial instrument
The total cost of execution
The speed of execution
Market visibility

Which document allows clients to verify the identity of the top five execution venues used by instrument class?

Delegated Regulation 2017/565
MiFID II Directives
Execution quality reports (RTS 28)
Code monétaire et financier

What is the definition of the 'cost' criterion in the context of best execution?

The price at which the transaction will be executed
All fees related to execution
The time between order receipt and execution
The likelihood that the order will be executed without incident

The best execution policy must be reviewed at least every two years in accordance with regulations.

True
False

Systematic internalizers always execute orders under more favorable conditions than regulated markets.

True
False

Categorize items by dragging them to the appropriate zones

Items to categorize:

Price
Cost
Speed
Likelihood of execution and settlement
Order size
Order type
Categories:

Financial criteria

Operational criteria

Contextual criteria

'Nature' criterion in best execution

Click to see answer

For non-professional clients, which aspect is emphasized when explaining the best execution policy?

Speed of execution
Total cost
Likelihood of execution
Order size