Knowledge Base

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Questions

Which technical measure is required to ensure traceability of access to records?

Encryption of sensitive data
Audit trail
Daily backup
Certified timestamping

Which GDPR article justifies the continued processing of data after legal retention periods have expired?

Article 5.1.e
Article 6.1.c
Article 7.3.a
Article 8.2.b

Which article of the Code monétaire et financier requires that client identification documents be retained for five years after the end of the business relationship?

L.123-22
L.561-12
L.561-30
L.124-5

What is the legal retention period for accounting documents and supporting records under Article L.123-22 of the Code de commerce?

Five years
Ten years
Three years
Fifteen years

The client must be informed in advance of the recording of their communications under regulatory requirements.

True
False

Telephone conversation recordings must be retained for a minimum of three years under MiFID II.

True
False

Phases of operational procedures

Click to see answer

Categorize items by dragging them to the appropriate zones

Items to categorize:

Landline telephone
Postal mail
Video conference
SMS
Categories:

Must be recorded

Not to be recorded