Which document must include an updated statement on how the investment meets the client's preferences?
Which article requires discretionary portfolio management providers to conduct a quarterly suitability assessment?
What is the minimum regulatory frequency for periodic assessment in the context of investment advice?
What is the minimum frequency for periodic assessment in discretionary portfolio management if the client receives regular ongoing information?
The provider must inform the client at the time of product marketing whether periodic reviews will be conducted.
Criteria to be updated during the periodic assessment:
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A periodic report must clearly identify any points of mismatch between the portfolio and the client's profile.