Knowledge Base

← Conduct periodic assessments of the appropriateness of recommended financial instruments
scq

Which article requires discretionary portfolio management providers to conduct a quarterly suitability assessment?

Which article requires discretionary portfolio management providers to conduct a quarterly suitability assessment?

Article 54(12) of Delegated Regulation 2017/565
Article L.533-14 of the Code monétaire et financier
Article L.533-15 of the Code monétaire et financier
Article 54(11) of Delegated Regulation 2017/565