Knowledge Base

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Questions

Which reporting procedure evaluation method is specifically used by the AMF in France?

External audit
SPOT inspection
Annual internal control review
Industry benchmarking

Which reporting evaluation criterion verifies that all required information is transmitted without omission?

Timeliness
Accuracy
Completeness
Traceability

Which articles of the AMF General Regulation address reporting information obligations?

Article 312-1
Articles 318-6 and 321-35
Article 314-3
Article 320-5

What is the average reconciliation rate of common economic data for transactions in Europe according to ESMA?

60%
75%
40%
90%

What are the four fundamental criteria for evaluating a reporting framework according to the AMF?

Click to see answer

The average matching rate between counterparties for EMIR reporting was 100% in 2022 according to ESMA.

True
False

An exemplary firm established three types of committees to improve reporting quality according to the AMF.

True
False

Categorize items by dragging them to the appropriate zones

Items to categorize:

Adoption of ISO 20022 XML format
First-level controls at each stage of data production
Training on regulatory obligations and technical tools
Establishment of committees dedicated to data quality monitoring
Categories:

Automation

Strengthening controls

Training

Improving governance